-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L14ynhJ30MkuYqHV1ViflaO1YhCQxGHqjNPpRWHS8IqhHvnQvaHorSjfenV7q/ru AepMNg9K/YlfQcBC5ykckA== 0000922423-01-500056.txt : 20010421 0000922423-01-500056.hdr.sgml : 20010421 ACCESSION NUMBER: 0000922423-01-500056 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010419 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ANCHOR GLASS CONTAINER CORP /NEW CENTRAL INDEX KEY: 0001052163 STANDARD INDUSTRIAL CLASSIFICATION: GLASS CONTAINERS [3221] IRS NUMBER: 593417812 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-54231 FILM NUMBER: 1606625 BUSINESS ADDRESS: STREET 1: 1 ANCHOR PLAZA STREET 2: 4343 ANCHOR PLAZA PARKWAY CITY: TAMPA STATE: FL ZIP: 33634-7513 BUSINESS PHONE: 8138840000 MAIL ADDRESS: STREET 1: 1 ANCHOR PLAZA STREET 2: 4343 ANCHOR PLAZA PARKWAY CITY: TAMPA STATE: FL ZIP: 33634-7513 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MACKEY CHRISTOPHER M CENTRAL INDEX KEY: 0001064413 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O COMAC PARTNERS LP STREET 2: 1 GREENWICH OFFICE PARK 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2035526900 MAIL ADDRESS: STREET 1: C/O COMAC PARTNERS LP STREET 2: 1 GREENWICH OFFICE PARK 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 SC 13D/A 1 kl04040_formsc13d.txt SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 6 to SCHEDULE 13D Under the Securities Exchange Act of 1934 Anchor Glass Container Corporation ---------------------------------- (Name of Issuer) Common Stock, $.10 par value ---------------------------- (Title of Class of Securities) 033038209 ---------- (CUSIP Number) CoMac Partners, L.P. 1 Greenwich Office Park, 3rd Floor Greenwich, CT 06831 (203) 552-6900 -------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) See Item 5 ---------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box: |_| Page 1 of 10 pages SCHEDULE 13D CUSIP No. 033038209 Page 2 of 10 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac Partners, L.P. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 221,064 (1) SHARES ----------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY Not Applicable EACH ----------------------------------------------------------- REPORTING 9) SOLE DISPOSITIVE POWER PERSON 221,064 (1) WITH ----------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 221,064 (See Item 5) (1) - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.2% (2) - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - --------------------- (1) 1,230,660 shares including 1,009,596 shares of Common Stock (the "Common Stock") issuable upon conversion of 242,303 shares of the Issuer's Series A 10% Cumulative Convertible Preferred Stock ("Preferred Stock"). (2) 38.8% including shares of Common Stock issuable upon the conversion of Preferred Stock. SCHEDULE 13D CUSIP No. 033038209 Page 3 of 10 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac International N.V. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION NETHERLANDS ANTILLES - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 74,861 (3) SHARES --------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY Not Applicable EACH --------------------------------------------------------- REPORTING 9) SOLE DISPOSITIVE POWER PERSON 74,861 (3) WITH --------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 74,861 (See Item 5) (3) - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.5% (4) - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- - ---------------------- (3) 417,324 shares including 342,463 shares of Common Stock issuable upon conversion of 82,191 shares of Preferred Stock. (4) 16.7% including shares of Common Stock issuable upon the conversion of Preferred Stock. SCHEDULE 13D CUSIP No. 033038209 Page 4 of 10 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac Opportunities Fund, L.P. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 1,564 (5) SHARES ----------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY Not Applicable EACH ----------------------------------------------------------- REPORTING 9) SOLE DISPOSITIVE POWER PERSON 1,564 (5) WITH ----------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,564 (See Item 5) (5) - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Less than 0.1% (6) - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ----------------------- (5) 18,319 shares including 15,179 shares of Common Stock issuable upon conversion of 3,643 shares of Preferred Stock and 1,576 shares of Common Stock issuable upon the exercise of warrants ("Warrants") owned by CoMac Opportunities Fund, L.P. (6) 0.8% including shares of Common Stock issuable upon the conversion of Preferred Stock and the exercise of Warrants. SCHEDULE 13D CUSIP No. 033038209 Page 5 of 10 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac Endowment Fund, L.P. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 108,112 (7) SHARES ----------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY Not Applicable EACH ----------------------------------------------------------- REPORTING 9) SOLE DISPOSITIVE POWER PERSON 108,112 (7) WITH ----------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 108,112 (See Item 5) (7) - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.0% (8) - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ----------------------- (7) 599,820 shares including 491,708 shares of Common Stock issuable upon conversion of 118,010 shares of Preferred Stock. (8) 22.6% including shares of Common Stock issuable upon the conversion of Preferred Stock. SCHEDULE 13D CUSIP No. 033038209 Page 6 of 10 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Christopher M. Mackey - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS PF, AF - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 58 (9) SHARES ----------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY 405,601 (10) EACH ----------------------------------------------------------- REPORTING 9) SOLE DISPOSITIVE POWER PERSON 58 (9) WITH ----------------------------------------------------------- 10) SHARED DISPOSITIVE POWER 405,601 (10) - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 405,659 (See Item 5) (11) - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 18.8% (12) - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------- (9) 950 shares including 779 shares of Common Stock issuable upon conversion of 187 shares of Preferred Stock and 113 shares of Common Stock issuable upon the exercise of Warrants owned by Mr. Mackey. (10) 2,266,123 shares including 1,858,946 shares of Common Stock issuable upon conversion of 446,147 shares of Preferred Stock and 1,576 shares of Common Stock issuable upon the exercise of Warrants that may be deemed to be beneficially owned by Mr. Mackey (See Item 5). (11) 2,267,073 shares including 1,859,725 shares of Common Stock issuable upon conversion of 446,334 shares of Preferred Stock and 1,689 shares of Common Stock issuable upon the exercise of Warrants that are owned or may be deemed to be beneficially owned by Mr. Mackey (see Item 5). (12) 56.4% including shares of Common Stock issuable upon conversion of Preferred Stock and exercise of Warrants. Amendment No.6 to Schedule 13D This amends the Schedule 13D dated June 22, 1998, as amended and restated by Amendment No. 5 dated April 2, 2001, (the "Schedule 13D") filed on April 4, 2001 by CoMac Partners, L.P., CoMac International N.V., CoMac Endowment Fund, L.P., CoMac Opportunities Fund, L.P. and Christopher M. Mackey (the "Reporting Persons") with respect to the Common Stock, $.10 par value (the "Common Stock") of Anchor Glass Container Corporation, a Delaware corporation (the "Company"). Notwithstanding this Amendment No. 6, the Schedule 13D speaks as of its date. Capitalized terms used herein without definition have the meanings assigned to them in the Schedule 13D. Item 5(a) of Schedule 13D, "Interest in Securities of the Issuer," is amended and restated in its entirety as follows: (a) The Reporting Persons own an aggregate of 405,659 shares of Common Stock, representing approximately 18.8% of the shares of the outstanding Common Stock.13 The Reporting Persons also own (i) an aggregate of 446,334 shares of Preferred Stock, and (ii) Warrants to acquire an aggregate of 1,689 shares of Common Stock. Each share of Preferred Stock is presently convertible into 4.167 shares of Common Stock. Including the Common Stock issuable on conversion of the Preferred Stock and upon exercise of the Warrants held by certain of the Reporting Persons (but not the Preferred Stock and Warrants held by any other person), the Reporting Persons may be deemed to beneficially own 56.4% of the Common Stock. The following table sets forth the number of shares of Common Stock directly owned by each of the Reporting Persons and the percentage of Common Stock outstanding such ownership represents. This table does not include (i) shares issuable upon the conversion of the Preferred Stock or (ii) shares issuable upon the exercise of Warrants. - -------------------------------------------------------------------------------- Percentage of Reporting Person Shares of Common Stock Outstanding Common Stock - -------------------------------------------------------------------------------- CoMac Partners 221,064 10.2 - -------------------------------------------------------------------------------- CoMac International 74,861 3.5 - -------------------------------------------------------------------------------- CoMac Opportunities 1,564 Less than 0.1 - -------------------------------------------------------------------------------- CoMac Endowment 108,112 5.0 - -------------------------------------------------------------------------------- Christopher M. Mackey 58 Less than 0.1 - -------------------------------------------------------------------------------- The following table sets forth the number of shares of Preferred Stock directly owned by each of the Reporting Persons, the number of shares of Common Stock issuable upon exercise of Warrants directly held by each of the Reporting Persons, the number of shares of - ------------------ (13) Based upon 2,160,487 shares of Common Stock issued and outstanding as of February 28, 2001 as reported by the Company in its Annual Report on Form 10-K for the year ended December 31, 2000. Page 7 of 10 Pages Common Stock beneficially owned directly by each of the Reporting Persons (including shares issuable upon conversion of the Preferred Stock and upon exercise of the Warrants) and the percentage of Common Stock outstanding such ownership represents (including shares issuable upon the conversion of the Preferred Stock and upon exercise of the Warrants held by the Reporting Persons but not the Preferred Stock and Warrants held by any other person). - -------------------------------------------------------------------------------- Shares of Shares of Common Stock Percentage of Preferred Beneficially Outstanding Reporting Person Stock Warrants Owned Common Stock - -------------------------------------------------------------------------------- CoMac Partners 242,303 0 1,230,660 38.8 - -------------------------------------------------------------------------------- CoMac International 82,191 0 417,324 16.7 - -------------------------------------------------------------------------------- CoMac Opportunities 3,643 1,576 18,319 0.8 - -------------------------------------------------------------------------------- CoMac Endowment 118,010 0 559,820 22.6 - -------------------------------------------------------------------------------- Christopher M. Mackey 187 113 950 Less than 0.1 - -------------------------------------------------------------------------------- Item 5(c) of Schedule 13D, "Interest in Securities of the Issuer," is amended to add the following new paragraph at the end thereof: (c) On April 11, 2001, CoMac Partners converted its 132,661 Warrants into Common Stock, CoMac International converted its 47,068 Warrants into Common Stock and CoMac Endowment converted its 64,081 into Common Stock pursuant to the Plan. See Item 4. In accordance with their terms, the Warrants were exercised without payment of consideration. Except for such conversions, the Reporting Persons have not effected any transactions in the Common Stock during the past 60 days. Page 8 of 10 Pages SIGNATURES After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this Statement is true, complete and correct. Dated: April 19, 2001 COMAC PARTNERS, L.P. By: CoMac Associates, L.P., general partner of CoMac Partners, L.P. By: CoMac Advisers, Inc., general partner of CoMac Associates, L.P. By: /s/ Christopher M. Mackey -------------------------- Name : Christopher M. Mackey Title: Co-Chairman COMAC INTERNATIONAL N.V. By: /s/ Christopher M. Mackey -------------------------- Name: Christopher M. Mackey Title: Director COMAC ENDOWMENT FUND, L.P. By: CoMac Advisers, Inc., its general partner By: /s/ Christopher M. Mackey -------------------------- Name: Christopher M. Mackey Title: Co-Chairman Page 9 of 10 Pages COMAC OPPORTUNITIES FUND, L.P. By: CoMac Associates, L.P., general partner of CoMac Opportunities Fund, L.P. By: CoMac Advisers, Inc., general partner of CoMac Associates, L.P. By: /s/ Christopher M. Mackey -------------------------- Name: Christopher M. Mackey Title: Co-Chairman /s/ Christopher M. Mackey ---------------------------- Name: Christopher M. Mackey Page 10 of 10 Pages -----END PRIVACY-ENHANCED MESSAGE-----